External evaluation

ESG index

	FY2018	FY2019	FY2020
CDP	Climate change: C Water: No rating	Climate change: A- Water: A	Climate change: A- Water: A
FTSE	Not selected/2.9	Not selected/2.9	Selected/3.4
MSCI	A	AA	AA
DJSI	No response/17 points	No response/19 points	Response/45 points
S&P/JPX Carbon Efficient Index	Third decile	Third decile	Fourth decile
Toyo Keizai CSR Ranking	51st of 1,501 companies	63rd of 1,593 companies	34th of 1,614 companies
SOMPO Sustainability Index	Selected	Selected	Selected
Survey on Health and Productivity Management	Health and Productivity Stocks White 500	White 500	White 500

FTSE4Good

FTSE Blossom Japan

FTSE Blossom Japan Sector Relative Index

MSCI ESG Learders Indexes Constituent

CONSTITUENT MSCI JAPAN ESG SELECT LEADERS INDEX

CONSTITUENT MSCI JAPAN EMPOWERING WOMAN INDEX (WIN)

S&P/JPX Carbon Efficient Index

Sompo Sustainabirity Index

THE INCLUSION OF SHIONOGI & CO., LTD. IN ANY MSCI INDEX, AND THE USE OF MSCI LOGOS, TRADEMARKS, SERVICE MARKS OR INDEX NAMES HEREIN, DO NOT CONSTITUTE A SPONSORSHIP, ENDORSEMENT OR PROMOTION OF SHIONOGI & CO., LTD. BY MSCI OR ANY OF ITS AFFILIATES. THE MSCI INDEXES ARE THE EXCLUSIVE PROPERTY OF MSCI. MSCI AND THE MSCI INDEX NAMES AND LOGOS ARE TRADEMARKS OR SERVICE MARKS OF MSCI OR ITS AFFILIATES.

External Recognition related to IR and Sustainability

A- (FY2021), A LIST company (FY2019 and FY2020) for "Water security”, and A- (three consecutive years since FY2019) for "Climate Change" in surveys conducted by CDP

SUPPLIER ENGAGEMENT LEADER in surveys conducted by CDP (two consecutive years since FY2020)

Special Award in Environment Sustainable Corporate Category of the 3rd ESG Finance Awards Japan (FY2021)

Outstanding Health & Productivity Management (six consecutive years since FY2017)

Award of Kurumin mark (Three years: FY2013,FY2015,FY2018)

New Diversity Management Selection 100 project (FY2015)

A leading company for women’s advancement in Osaka City (FY2015)

Corporate Governance of the Year (FY2019)

Corporate Value Improvement Award by the Listed Company Award: Grand Prix (FY2017)

Award for Excellence in Corporate Disclosure Ranked first in the pharmaceuticals sector (Four consecutive years since FY2017)

Companies with Greatest Improvement in IR (FY2018)

2018 All-Japan Executive Team: Ranked first in the pharmaceuticals sector (Two consecutive years: FY2017, FY2018)

IR Grand Prix (FY2017)

Others

Included by the Government Pension Investment Fund among a selection of companies with “Excellent Integrated Reports” (Two consecutive years since FY2020)
Included by the Government Pension Investment Fund among a selection of companies with “Most-Improved Integrated Reports” (Three consecutive years since FY2017)